Financial Industry Regulatory Authority: Difference between revisions
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Revision as of 10:36, 25 October 2025
Financial Industry Regulatory Authority
| Basic information | |
|---|---|
| Founded | 2007 |
| Legal structure | Public |
| Industry | Financial Regulator |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References
- ↑ "FINRA" - finra.org
- ↑ "FINRA complaints" - finra.org
- ↑ "FINRA Disciplinary Actions Online" - finra.org