Deprecated: Use of MediaWiki\Skin\Skin::appendSpecialPagesLinkIfAbsent was deprecated in MediaWiki 1.44. [Called from MediaWiki\Skin\Skin::buildSidebar in /var/www/html/includes/skins/Skin.php at line 1639] in /var/www/html/includes/debug/MWDebug.php on line 386
Jump to content

Financial Industry Regulatory Authority

From Consumer Rights Wiki
Revision as of 14:34, 25 January 2026 by Bythmusters (talk | contribs) (Copied info from infobox to cargo)
Financial Industry Regulatory Authority
Basic information
Founded 2007
Legal Structure Public
Industry Financial Regulator
Also known as
Official website https://www.finra.org

FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].

FINRA online resources

  • file a complaint against brokerage firms[2]
  • Search for FINRA disciplinary actions[3]

References

  1. ↑ "FINRA" - finra.org
  2. ↑ "FINRA complaints" - finra.org
  3. ↑ "FINRA Disciplinary Actions Online" - finra.org
Retrieved from "http://localhost:8080/index.php?title=Financial_Industry_Regulatory_Authority&oldid=34886"